- Capital Markets Pulse | March/April 2024Welcome to another edition of Capital Markets Pulse, a monthly newsletter from the Center for Audit Quality that brings you insights, resources, and tools on the latest issues impacting the capital markets. A full court of regulatory developments – including the passage of the long-awaited final rule from the SEC on...April 8th, 2024
Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence - Capital Markets Pulse | February 2024Welcome to another edition of Capital Markets Pulse, a monthly newsletter from the Center for Audit Quality that brings you insights, resources, and tools on the latest issues impacting the capital markets. I’m back from an extended trip around the world (literally). Over the holidays, I had the privilege of visiting...February 28th, 2024Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence
- Comment Letter | File Number SR-NYSE-2023-09; Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset CompaniesThe CAQ appreciates the opportunity to share some high-level observations related to the Securities and Exchange Commission (SEC), Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies (Proposed Rule Change or Release). Our comments focus on the...November 9th, 2023Comment Letter, Audit Committee, Auditors, Company Management, Investors, Preparers/Issuers, Audit Quality, Auditor Independence, ESG
- Capital Markets Pulse | September 2023Happy Autumn, Capital Markets Pulse Readers. The season of crisp weather, college football (Go Bucks!), pumpkin spice everything, and, if you’re a public company auditor, new hire orientations, Q3 quarterly reviews, and interim testing. This fall season is one the audit profession has been watching closely in anticipation of several potential...September 29th, 2023Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence
- Capital Markets Pulse | August 2023Welcome back to the Capital Markets Pulse, a monthly newsletter from the Center for Audit Quality designed to bring you insights, resources, and tools on the latest issues impacting capital markets. This month, I’m using this newsletter to spotlight a proposal from the PCAOB, AS 2405, A Company’s Noncompliance with Laws and...August 2nd, 2023Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence
- Capital Markets Pulse | July 2023Welcome back to the Capital Markets Pulse, a monthly newsletter from the Center for Audit Quality designed to bring you insights, resources, and tools on the latest issues impacting capital markets. As we head into the second half of 2023, key economic, regulatory, and financial reporting trends are emerging. We see...July 28th, 2023Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence
- Capital Markets Pulse | June 2023Welcome to the Capital Markets Pulse, a new monthly newsletter from the Center for Audit Quality designed to bring you insights, resources, and tools on the latest issues impacting capital markets from the professionals known for their objective, independent analysis. Of course, I’m talking about public company auditors. As the CEO...June 8th, 2023Newsletter, Auditors, Company Management, Investors, Policymakers, Audit Quality, Auditor Independence
- Auditor Independence: A Cornerstone of Audit QualityOur capital markets are an important engine for driving and maintaining our economic and societal well-being and they rely on the independent third-party assurance that auditors are able to provide. Enhancing the trust and reliability of this information is a key aspect of the public interest role that public company...June 1st, 2022Blog Post, Video, Company Management, Investors, Audit Quality, Auditor Independence
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