SEC Regulations Committee

The SEC Regulations Committee meets periodically with SEC staff to discuss emerging technical accounting and reporting issues relating to SEC rules and regulations. 

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Our Mission

The CAQ's SEC Regulations Committee meets periodically with the staff of the SEC to discuss emerging technical accounting and reporting issues relating to SEC rules and regulations. In addition to members from the public company auditing profession, the committee has representatives from industry, the investor community, and academia to provide a broad perspective on issues discussed. 

Objectives

The objective of the SEC Regulations Committee is to protect investors by improving the quality of public company financial reporting by identifying, discussing, and facilitating resolution of issues relating to the promulgation, interpretation, and application of SEC rules, regulations, and policies with the assistance of the SEC staff and communicating those matters publicly on a timely basis.

Latest Meeting Highlights

SEC Regulations Committee Highlights - September 12, 2018

The Center for Audit Quality SEC Regulations Committee meets periodically with the staff of the SEC to discuss emerging financial reporting issues relating to SEC rules and regulations. The purpose of the highlights (available for download below) is to summarize the issues discussed at the meetings. These highlights summarize topics discussed, including a personnel and committee update. The financial reporting matters discussed included the following:

Current Roster

Steven Jacobs Chair, Ernst & Young LLP
Jonathan Guthart Vice Chair, KPMG LLP
Curt Calaway Tyson Foods
Jason Cuomo Moody’s
Brad Davidson Crowe LLP
Rich Davisson RSM US LLP
Kendra Decker Grant Thornton LLP
Liz Gantnier Dixon Hughes Goodman LLP
Paula Hamric BDO USA, LLP
John May PricewaterhouseCoopers LLP
Lisa Mitrovich Deloitte LLP
Dan Morrill Wolf & Company PC
Steve Neiheisel Plante Moran
Chris Spahr Wells Fargo
Terry Spidell Juniper Networks
Mary Stone University of Alabama
Greg Wright Comcast