Key Resources
Comment Letters
CAQ, CII, and CFA Institute Submit Joint Letter on the Finan...
SEC: Amendments to Smaller Reporting Company Definition
CAQ and CII Oppose Any Legislation Eroding SOX Section 404(b...
CAQ and CII Letter on H.R. 6161 Opposes Increase of SOX 404(...
CAQ and CII Oppose Legislative Efforts to Broaden SOX Sectio...
CAQ Joins with CII and CFA Institute in Urging Lawmakers to...
CAQ and CII Letter to the SEC Cites Investor Concerns Over S...
Reports & Publications
CAQ Pulse Poll: Certified Financial Advisor Perspectives on...
CAQ Pulse Poll: CFO Perspectives on the Sarbanes-Oxley Act
Financial Restatement Trends in the United States: 2003-2012
Videos
Episode 52 of "Profession in Focus" Features BDO...
SOX and Audit Quality
SOX and Investor Confidence
SOX and Audit Committees
SOX and the Future
SOX and Classroom Teaching
SOX and Financial Reporting
Sarbanes-Oxley: The Impact 15 Years Later
Episode 40 of "Profession in Focus" Features Ken B...
Sarbanes-Oxley, Ten Years Later
News and Commentary
The Endurance of US Capital Markets
SOX: A Watershed Law That Works
Sarbanes-Oxley: Don't Mess with Success
Happy Anniversary, SOX
Statement by Cindy Fornelli, Executive Director of the Cente...
CAQ Reacts to SEC’s SOX Section 404(b) Study
Post-SOX Audit Quality Has Improved, Say Nation’s Audit Comm...