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Our Mission

The CAQ’s SEC Regulations Committee meets periodically with the staff of the SEC to discuss emerging technical accounting and reporting issues relating to SEC rules and regulations. In addition to members from the public company auditing profession, the committee has representatives from industry, the investor community, and academia to provide a broad perspective on issues discussed.



The objective of the SEC Regulations Committee is to protect investors by improving the quality of public company financial reporting by identifying, discussing, and facilitating resolution of issues relating to the promulgation, interpretation, and application of SEC rules, regulations, and policies with the assistance of the SEC staff and communicating those matters publicly on a timely basis.


Annette Schumacher, CPA, CGMA
Senior Director, Professional Practice

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