1. To PCAOB regarding PCAOB Rulemaking Docket Matter No. 023- Evaluating Consistency of Financial Statements and Proposed Amendments to Interim Auditing Standards, PCAOB Release No. 2007-003
    Comment Letter To PCAOB regarding PCAOB Rulemaking Docket Matter No. 023- Evaluating Consistency of Financial Statements and Proposed Amendments to Interim Auditing Standards, PCAOB Release No. 2007-003 Friday, May 18, 2007 Download PDF To PCAOB regarding PCAOB Rulemaking Docket Matter No. 023- Evaluating Consistency of Financial Statements and Proposed Amendments to Interim Auditing...
    July 20th, 2016
    CAQQ
    Comment Letter, Auditors, Policymakers, Auditor Independence
  2. Proposed Auditing Standards Related to the Auditor’s Assessment of and Response to Risk, and Conforming Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 026
    Comment Letter Proposed Auditing Standards Related to the Auditor’s Assessment of and Response to Risk, and Conforming Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 026 Wednesday, February 18, 2009 Download PDF ...
    July 20th, 2016
    CAQQ
    Comment Letter, Auditors, Policymakers, Auditor Independence
  3. SEC Seeks Comments On Audit Committee Disclosure
    Video SEC Seeks Comments On Audit Committee Disclosure Wednesday, August 19, 2015 On July 1st, the SEC distributed a concept release on audit committee disclosures with specific focus on the audit committee’s oversight of the external or independent auditor. They are seeking comments from audit committee members by September 8th. This show will...
    June 10th, 2016
    CAQQ
    Video, Audit Committee, Auditors, Auditor Independence
  4. CAQ and CII Letter to the SEC Cites Investor Concerns Over SOX 404(b) Exemptions
    Comment Letter CAQ and CII Letter to the SEC Cites Investor Concerns Over SOX 404(b) Exemptions Tuesday, September 14, 2010 Mary Schapiro, Chairman Securities and Exchange Commission Washington DC 20549 Re: Investor concern over exemptions from section 404(b) of the Sarbanes‐Oxley Act Dear Chairman Schapiro: The Council of Institutional Investors (CII)1 and the Center for Audit Quality (CAQ)2...
    May 25th, 2016
    CAQQ
    Comment Letter, Auditors, Investors, Policymakers, Audit Quality, Auditor Independence
  5. CAQ and CII Oppose Legislative Efforts to Broaden SOX Section 404(b) Exemption
    Comment Letter CAQ and CII Oppose Legislative Efforts to Broaden SOX Section 404(b) Exemption Tuesday, November 29, 2011 Download PDF The Honorable Spencer Bachus Chairman House Financial Services Committee 2129 Rayburn House Office Building Washington, DC 20515 The Honorable Barney Frank Ranking Member House Financial Services Committee B371A Rayburn House Office Building Washington, DC 20515 Dear Chairman Bachus and Ranking Member Frank:...
    May 25th, 2016
    CAQQ
    Comment Letter, Auditors, Investors, Policymakers, Audit Quality, Auditor Independence
  6. CAQ and CII Letter on H.R. 6161 Opposes Increase of SOX 404(B) Exemption to Companies With Market Capitalization Below $250 Million
    Comment Letter CAQ and CII Letter on H.R. 6161 Opposes Increase of SOX 404(B) Exemption to Companies With Market Capitalization Below $250 Million Tuesday, July 31, 2012 Download PDF The Honorable Scott Garrett Chairman House Capital Markets Subcommittee 2129 Rayburn House Office Building Washington, DC 20515 The Honorable Maxine Waters Ranking Member House Capital Markets Subcommittee B371A Rayburn House Office...
    May 25th, 2016
    CAQQ
    Comment Letter, Auditors, Investors, Policymakers, Audit Quality, Auditor Independence
  7. CAQ and CII Oppose Any Legislation Eroding SOX Section 404(b) or Revising Definition of Accelerated Filer
    Comment Letter CAQ and CII Oppose Any Legislation Eroding SOX Section 404(b) or Revising Definition of Accelerated Filer Tuesday, May 6, 2014 Download PDF The Honorable Jeb Hensarling Chairman House Financial Services Committee 2228 Rayburn House Office Building Washington, DC 20515 The Honorable Maxine Waters Ranking Member House Financial Services Committee 2221 Rayburn House Office Building Washington, DC 20515 Dear Chairman Hensarling...
    May 25th, 2016
    CAQQ
    Comment Letter, Auditors, Investors, Policymakers, Audit Quality, Auditor Independence
  8. CAQ, CII, ICI and U.S. Chamber send joint letter to Congress in support of standard-setting independence
    Comment Letter CAQ, CII, ICI and U.S. Chamber send joint letter to Congress in support of standard-setting independence Thursday, November 5, 2009 Download PDF The Honorable Barney Frank Chairman House Committee on Financial Services United States House of Representatives 2129 Rayburn House Office Building Washington, DC 20515 The Honorable Paul E. Kanjorski Chairman, Subcommittee on Capital Markets, Insurance, and Government...
    May 24th, 2016
    CAQQ
    Comment Letter, Auditors, Policymakers, Auditor Independence

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