Comment Letter

SEC: Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act

Monday, March 24, 2014

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The CAQ welcomes the opportunity to comment on SEC File No. S7-11-13, Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act (the Proposed Rule). This letter represents the observations of the CAQ, but not necessarily the views of any specific firm, individual, or CAQ Governing Board member.