Investors

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ.

Latest Resources

See all

Does "Boardroom Accountability 2.0" Reflect Main Street Investors?

Episode 56 of "Profession in Focus" features Sandra Richtermeyer of the Manning School of Business

Oversight of Corporate Culture: A Core Asset in Driving Performance and Deterring Fraud

A Conversation with the SEC Chairman and Chief Accountant

Encouraging the Reporting of Misconduct

Public Policy and Technical Alert, October 2017

Archive: Audit Committee Transparency Barometer

2017 Main Street Investor Survey

Archive: The CAQ's Main Street Investor Survey

CAQ Alert #2017-06 - The Auditor's Report - New Requirements for 2017

Video Vignettes for the LDC Cloud Systems Case Study

SOX and Financial Reporting

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ. Find resources here related to:

  • Investor confidence surveys
  • Research on disclosure trends
  • The System of Investor Protection educational series
  • Videos and webcasts

Learn more >