| May 15, 2013 |
CAQ Submits Comment Letter on IAASB Consultation Paper, A Framework for Audit Quality |
| March 14, 2013 |
CAQ Submits Comment Letter on IAASB’s Exposure Draft on ISA 720, The Auditor’s Responsibilities Relating to Other Information in Documents Containing or Accompanying Audited Financial Statements and the Auditor’s Report Thereon |
| January 14, 2013 |
CAQ Submits Comment Letter on Commodity Futures Trading Commission Proposal on Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations |
| October 9, 2012 |
CAQ Submits Comment Letter on SEC Release No. 34-67807, Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standard No. 16, Communications with Audit Committees and Related and Transitional Amendments to PCAOB Standards |
| October 8, 2012 |
CAQ Submits Comment Letter to IAASB on Invitation to Comment, Improving the Auditor’s Report |
| September 28, 2012 |
CAQ Submits Comment Letter on the Federation of European Accountants’ (FEE) Discussion Paper on the Functioning of Audit Committees |
| July 13, 2012 |
CAQ Submits Comment Letter to the Financial Reporting Council on Proposed Revisions to the UK Corporate Governance Code and accompanying Guidance on Audit Committees |
| May 25, 2012 |
CAQ Submits Comment Letter Proposed Auditing Standard – Related Parties, Proposed Amendments to Certain PCAOB Auditing Standards Regarding Significant Unusual Transactions, and Other Proposed Amendments to PCAOB Auditing Standards, PCAOB Rulemaking Docket Matter No. 038 |
| April 30, 2012 |
CAQ Submits Comment Letter on Proposed Amendments to Conform the Board’s Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications, PCAOB Rulemaking Docket Matter No. 039 |
| March 30, 2012 |
CAQ Submits Comment Letter on COSO Exposure Draft of the Internal Control – Integrated Framework |
| February 29, 2012 |
CAQ Submits Comment Letter on Proposed Auditing Standard Related to Communications with Audit Committees, Related Amendments to PCAOB Standards, and Transitional Amendments to AU sec. 380, PCAOB Rulemaking Docket Matter No. 30 |
| January 9, 2012 |
CAQ Submits Comment Letter on PCAOB Proposal, Improving the Transparency of Audits: Proposed Amendments to PCAOB Auditing Standards and Form 2, PCAOB Rulemaking Docket Matter No. 29 |
| December 14, 2011 |
CAQ Submits Comment Letter on Concept Release on Auditor Independence and Audit Firm Rotation, PCAOB Rule Making Docket No. 037 |
| September 30, 2011 |
CAQ Submits Comment Letter on Possible Revisions to PCAOB Standards Related to Reports on Audited Financial Statements and Related Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 34 |
| September 15, 2011 |
CAQ Submits Comment Letter on IAASB Consultation Paper on Enhancing the Value of Auditor Reporting: Exploring Options for Change |
| September 12, 2011 |
CAQ Submits Comment Letter on Proposed Auditing Standard for Auditing Supplemental Information Accompanying Audited Financial Statements and Related Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 36 |
| September 9, 2011 |
CAQ Submits Comment Letter on Proposed Standards for Attestation Engagements Related to Broker and Dealer Compliance or Exemption Reports Required by the U.S. Securities and Exchange Commission and Related Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 35 |
| August 25, 2011 |
CAQ Submits Comment Letter on SEC File Number S7-23-11 Broker-Dealer Reports |
| July 28, 2011 |
CAQ Submits Comment Letter on SEC File No. 4600 – Commission Statement in Support of Convergence and Global Accounting Standards |
| June 28, 2011 |
CAQ Submits Comment Letter on Concept Release on Possible Revisions to PCAOB Standards Related to Reports on Audited Financial Statements and Related Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 34 |
| June 3, 2011 |
CAQ Submits Comment Letter to SEC on the Effectiveness of Existing Private and Public Efforts to Educate Investors |
| March 29, 2011 |
CAQ Submits Comment Letter on SEC Release No. 33-9002 Interactive Data to Improve Financial Reporting |
| February 15, 2011 |
CAQ Submits Comment Letter on Proposed Funding Rule Amendments for Allocating the Board’s Accounting Support Fee Among Issuers, Brokers, and Dealers, PCAOB Rulemaking Docket Matter No. 33 |
| February 15, 2011 |
CAQ Submits Comment Letter on Proposed Temporary Rule for an Interim Program of Inspection Related to Audits of Brokers and Dealers, PCAOB Rulemaking Docket Matter No. 32 |
| December 23, 2010 |
CAQ Submits Comment Letter on SEC File Number S7-33-10 – Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 |
| December 8, 2010 |
CAQ Submits Comment Letter on the European Commission’s Green Paper on Audit Policy: Lessons from the Crisis |
| December 6, 2010 |
CAQ Submits Comment Letter on SEC File No. S-7-29-10 – Request for Comment Related to a Study Required by Section 989G(b) of the Dodd-Frank Act Regarding Compliance with Section 404(b) of the Sarbanes-Oxley Act |
| November 24, 2010 |
CAQ Submits Comment Letter on SEC File No. S7-22-10, Short-Term Borrowings Disclosure |
| November 15, 2010 |
CAQ Submits Comment Letter to SEC on Proposed Rules – Issuer Review of Assets in Offerings of Asset-Backed Securities |
| November 12, 2010 |
CAQ Submits Comment Letter on Concept Release on Possible Rulemaking Approaches to Complement Application of Section 105(c)(6) of the Sarbanes-Oxley Act of 2002, PCAOB Rulemaking Docket matter No. 31 |
| October 15, 2010 |
CAQ Submits Comment Letter on SEC File No. 4-608 - Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS into the Financial Reporting System for U.S. Issuers |
| September 13, 2010 |
CAQ Submits Comment Letter on PCAOB’s Proposed Auditing Standard Related to Confirmation and Related Amendments to PCAOB Standards - PCAOB Rulemaking Docket Matter No. 028
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| August 2, 2010 |
CAQ Submits Comment Letter on SEC File No. S7-08-10, Asset-Backed Securities Proposed Rulemaking |
| May 28, 2010 |
CAQ Submits Comment Letter on PCAOB’s Proposed Auditing Standard Related to Communications with Audit Committees and Related Amendments to Certain PCAOB Auditing Standards – PCAOB Rulemaking Docket Matter No. 030 |
| March 2, 2010 |
CAQ Submits Comment Letter on PCAOB’s Reproposed Auditing Standards Related to the Auditor's Assessment of and Response to Risk and related Conforming Amendments |
| January 28, 2010 |
CAQ submits comment letter to FASB on Proposed Accounting Standards Update, “Subsequent Events (Topic 855), Amendments to Certain Recognition and Disclosure Requirements” |
| December 9, 2009 |
CAQ Submits Comment Letter on AICPA Professional Ethics Executive Committee’s Exposure Draft on Proposed Revision to Ethics Ruling No. 2, Distribution of Client Information to Third Parties |
| November 25, 2009 |
CAQ submits comment letter on SEC File No. PCAOB-2009-02: Notice of Filing of Proposed Rules on Auditing Standard No. 7, Engagement Quality Review, and Conforming Amendment |
| October 9, 2009 |
CAQ submits comment letter on ICAEW Consultation Paper, Audit Firm Governance – Second Consultation Paper |
| September 11, 2009 |
CAQ Submits comment letter to the PCAOB on Concept Release on Requiring the Engagement Partner to Sign the Audit Report – PCAOB Rulemaking Docket
Matter No. 029 |
| July 28, 2009 |
CAQ Submits Comment Letter on SEC File Number S7-09-09, Custody of Funds or Securities of Clients by Investment Advisers |
| May 29, 2009 |
CAQ Submits Comment Letter to the PCAOB on Concept Release on Possible Revisions to the PCAOB’s Standard on Audit Confirmations – PCAOB Rulemaking Docket Matter No. 28 |
| April 20, 2009 |
CAQ Submits Comment Letter to the PCAOB on Proposed Auditing Standard – Engagement Quality Review, PCAOB Rulemaking Docket Matter No. 025. |
| April 9, 2009 |
CAQ comments on SEC File Number No. S7-27-08, Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers |
| April 1, 2009 |
CAQ submits comment letter on FASB fair value proposals FSP FAS 157e and FSP FAS 115-a, FAS 124-a, and EITF 99-20-b |
| February 18, 2009 |
CAQ submits comment letter on Proposed Auditing Standards Related to the Auditor’s Assessment of and Response to Risk, and Conforming Amendments to PCAOB Standards, PCAOB Rulemaking Docket Matter No. 026 |
| December 30, 2008 |
CAQ submits comment letter on FASB proposed amendments to the impairment and interest income measurement guidance of EITF Issue No.99-20 |
| November 13, 2008 |
CAQ submits comment letter on SEC study of "mark-to-market" accounting |
| October 8, 2008 |
CAQ comments on Proposed FASB Staff Position No. 157-d,"Determining the Fair Value of a Financial Asset in a Market That Is Not Active" |
| September 5, 2008 |
CAQ comments on SEC File No. S7-15-08, Modernization of the Oil and Gas Reporting Requirements |
| August 29, 2008 |
CAQ comments on Second Draft Report of the Advisory Committee on the Auditing Profession |
| August 15, 2008 |
CAQ comments on COSO Guidance on Monitoring Internal Control Systems |
| August 1, 2008 |
CAQ supports enhanced electronic financial reporting in comment letter to the SEC |
| June 27, 2008 |
CAQ Comment Letter on Draft Report and Addendum of the Advisory Committee on the Auditing Profession |
| May 12, 2008 |
CAQ Submits Comment Letter to PCAOB on Proposed Auditing Standard – Engagement Quality Review and Conforming Amendment to the Board’s Interim Quality Control Standards; PCAOB Rulemaking Docket Matter No. 025 |
| May 12, 2008 |
CAQ Submits Comment Letter to SEC on File Number S7-05-08 Foreign Issuer Reporting Enhancements |
| March 31, 2008 |
CAQ Submits Comment Letter to SEC on the Progress Report of the SEC Advisory Committee on Improvements to Financial Reporting (CIFiR), Release No. 33-8896; File No. 265-24. |
| March 10, 2008 |
CAQ Submits Comment Letter to SEC on Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers |
| March 4, 2008 |
CAQ Submits Comment Letter on Proposed Policy Statement: Guidance Regarding Implementation of PCAOB Rule 4012; PCAOB Release No. 2007-011 |
| February 19, 2008 |
CAQ Submits Comment Letter on the SEC Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves |
| December 17, 2007 |
CAQ Submits Comment Letter to PCAOB on Draft Guidance for Auditors of Smaller Companies |
| November 30, 2007 |
CAQ Submits Comment Letter to Treasury Department's Advisory Committee on the Auditing Profession |
| November 20, 2007 |
CAQ Comment Letter to the SEC Advisory Committee on Improvements to Financial Reporting |
| November 13, 2007 |
CAQ Submits Comment Letter to SEC on Allowing U.S. Issuers to Prepare Financial Statements in Accordance with International Financial Reporting Standards |
| October 31, 2007 |
CAQ Submits Comment Letter on COSO's Discussion Document on Monitoring Internal Controls |
| September 24, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number S7-13-07 Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconcilliation to U.S. GAAP |
| September 17, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number S7-15-07 Smaller Reporting Company Regulatory Relief and Simplification |
| September 11, 2007 |
PCAOB Rulemaking Docket Matter No. 017 – Proposed Ethics and Independence Rule 3526, Communication with Audit Committees Concerning Independence and Proposed Amendment to Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles, PCAOB Release No. 2007-008 |
| September 6, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number S7-14-07 Exemption of Compensatory Employee Stock Options from Registration under Section 12(g) of the Securities Exchange Act of 1934 |
| September 6, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number S7-12-07 Electronic Filing and Simplification of Form D |
| August 27, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number S7-10-07 Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 |
| July 18, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number 87-24-06 Request for Additional Comment on the Definition of a Significant Deficiency |
| July 12, 2007 |
CAQ Comment Letter to the US Securities and Exchange Commission. RE: File Number PCAOB 2007-02 Notice of Additional Solicitation of Comments on the Filing of Proposed Rule on Auditing Standard No. 5, An Audit of Internal Control Over Financial Reporting That Is Integrated with An Audit of Financial Statements, and Related Independence Rule and Conforming Amendments |
| May 18, 2007 |
CAQ Comment Letter to PCAOB regarding PCAOB Rulemaking Docket Matter No. 023- Evaluating Consistency of Financial Statements and Proposed Amendments to Interim Auditing Standards, PCAOB Release No. 2007-003 (pdf) |
| May 18, 2007 |
CAQ Comment Letter to PCAOB regarding PCAOB Rulemaking Docket Matter No. 017-Concept Release Concerning Scope of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles, PCAOB Release No. 2007-002 (pdf) |
| Feb. 16, 2007 |
CAQ Comment Letter to PCAOB regarding Rulemaking Docket Matter No. 21: An Audit of Internal Control Over Financial Reporting that is Integrated with an Audit of Financial Statements and Related Other Proposals (pdf) |
| Feb. 16, 2007 |
CAQ Comment Letter to SEC regarding File Number S7-24-06 Proposed Interpretive Guidance: Management’s Report on Internal Control Over Financial Reporting (pdf) |
