Publications

CAQ publications include practitioner guides, research reports, investor surveys, policy briefings, event summaries, and more. This page also features reports and publications that the CAQ produces with collaborative partners.

Latest Resources

See all

The Auditor's Report: Considerations for Audit Committees

Audits of Brokers and Dealers: Links to Resources of Interest

RAB Request for Proposals - Areas of Interest in 2018

Request for Proposals for Academic Research in Auditing (2018)

2017 Audit Committee Transparency Barometer

Archive: Audit Committee Transparency Barometer

2017 Main Street Investor Survey

2017 Main Street Investor Survey: Additional Statistical and Questionnaire Information

Archive: The CAQ's Main Street Investor Survey

How to Request Case Study Discussion Guides

LDC Cloud Systems Case Study

Highlights from Breakout Discussions: Ninth Annual CAQ Symposium